GBQ

Entrepreneurial Spirit. Independent expertise.

    Compliance

    Our accredited compliance professionals conduct all compliance engagements. These professionals attend up-to-date compliance programs available in the country on an ongoing basis so we can bring our clients practical approaches to meet the ever-changing compliance requirements.

    • Bank Secrecy – Annual outside independent reviews
    • BSA/AML & OFAC Risk Assessment – Development and/or revisions
    • ACH – Annual self-compliance reviews
    • ACH Risk Assessment – Development and/or revisions
    • SAFE Act – Annual outside independent reviews
    • Policies and procedures review and development
    • General operations regulatory compliance reviews
    • Deposit account regulatory compliance reviews
    • Consumer lending compliance reviews
    • Mortgage lending compliance reviews
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